SwapStar Capital, LLC

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement; filed
Reference 25259Reference 25482Reference 25249sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents3

Swapnil J. Rege et al.
2022-08-25
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25482
Swapnil J. Rege and SwapStar Capital, LLC
2021-11-08
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25259
Swapnil J. Rege and SwapStar Capital, LLC
2021-10-27
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25249

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