Nicholas Bowerman

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26482sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 26116sec.gov sec.gov sec.gov

Supporting documents2

Nicholas Bowerman
2024-09-20
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26116
Nicholas Bowerman
2026-02-11
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26482

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.