David S. Sargent

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25305sec.gov sec.gov sec.gov

Supporting documents1

David S. Sargent and Christopher M. Klundt
2022-01-11
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25305

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.