Theodore J. Farnsworth

Regulator action

Named in 3 sanctions listings.

Sanctions and listings3

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 26208sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesConsent judgement
Reference 26207sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25525sec.gov sec.gov sec.gov

Supporting documents3

Theodore J. Farnsworth, J. Mitchell Lowe, and Khalid Itum
2022-09-27
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25525
Theodore J. Farnsworth, J. Mitchell Lowe, and Khalid Itum
2025-01-02
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26207
Theodore J. Farnsworth
2025-01-02
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26208

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