Justin W. Herman

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25309Reference 25361sec.gov sec.gov sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26249sec.gov sec.gov

Supporting documents3

Phillip W. Offill, Jr. and Justin W. Herman
2022-01-19
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25309
Phillip W. Offill, Jr. and Justin W. Herman
2025-02-19
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26249
Justin Wallace Herman, Anthony Michael Baker, Ian Horn, and Island Capital Inc
2022-04-12
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25361

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.