David Ferraro

Regulator action

Named in 3 sanctions listings.

Sanctions and listings3

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 25773sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25552sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesConsent judgement
Reference 25572sec.gov sec.gov

Supporting documents3

Justin Costello and David Ferraro
2022-10-06
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25552
Costello et al.
2023-07-11
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25773
Costello et al.
2022-11-04
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25572

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