Ted L. Romeo

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25504sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents1

TBG Holdings Corporation, Neil B. Swartz, and Timothy S. Hart, Ted L. Romeo, Vincent J. Caputo, Frank S. Dickerson
2022-09-13
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25504

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