Rocket One Capital LLC

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25760sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesDismissed
Reference 26477sec.gov sec.gov sec.gov sec.gov

Supporting documents2

Gerald Shvartsman; Michael Shvartsman; Rocket One Capital LLC
2026-02-05
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26477
Bruce Garelick, Michael Shvartsman, Rocket One Capital LLC, and Gerald Shvartsman
2023-06-30
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25760

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