William R. Shupe

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 25378sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesSettled
Reference 25958sec.gov sec.gov sec.gov

Supporting documents2

William Shupe and Daniel Cattlin
2024-03-27
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25958
Cattlin et al, Page et al
2022-04-29
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25378

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