Richard Brown

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26204sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26170sec.gov sec.gov sec.gov

Supporting documents2

St. Julien et al.
2024-12-23
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26204
Auerbach et al.
2024-11-18
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26170

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.