City of Rochester

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 26205sec.gov sec.gov

Supporting documents1

City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
2024-12-30
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26205

Addresses1

New York

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.