Thomas San Miguel

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 26059sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26436sec.gov sec.gov

Supporting documents2

Thomas San Miguel
2024-07-29
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26059
Thomas San Miguel
2025-12-11
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26436

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