Robert Del Prete

Regulator action

Named in 3 sanctions listings.

Sanctions and listings3

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal consent judgement
Reference 26073sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25836sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25859sec.gov sec.gov sec.gov

Supporting documents3

Robert Del Prete
2023-09-19
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25836
Robert Del Prete
2024-08-13
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26073
Robert Del Prete
2023-09-27
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25859

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