Anthony Spencer

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal consent judgement
Reference 25996sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25727sec.gov sec.gov sec.gov

Supporting documents2

Red Rock Secured, LLC, Sean Kelly, Anthony Spencer, Jeffrey Ward
2023-05-15
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25727
Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward
2024-05-07
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25996

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