Thompson Hunt and Associates, Ltd.

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesOther
proposed final consent judgment
Reference 26602sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 26069sec.gov sec.gov sec.gov

Supporting documents2

Christopher Vaughan
2026-08-06
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26602
Thompson Hunt and Associates, Ltd., et al.
2024-08-08
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26069

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