The Policy PDX, LLC

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesSettled; final judgement
Reference 25764Reference 25784sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents2

Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150
2023-06-30
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25764
Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150
2023-07-20
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25784

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