Lufkin Advisors, LLC

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26036sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25839sec.gov sec.gov sec.gov

Supporting documents2

Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III
2024-06-25
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26036
Lufkin Advisors, LLC; Chauncey Forbush Lufkin III
2023-09-20
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25839

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