Carolyn W. Carter

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal consent judgement
Reference 26489sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25789sec.gov sec.gov sec.gov

Supporting documents2

Joseph C. Lewis, Carolyn W. Carter, Patrick J. O’Connor, and Bryan L. Waugh
2026-02-24
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26489
Joseph C. Lewis, et al.
2023-07-26
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25789

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