Cambridge Investment Research Advisors, Inc.

Regulator action

United States. Named in 2 sanctions listings.

Screen this subject

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25340sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26274sec.gov sec.gov sec.gov

Supporting documents2

Cambridge Investment Research Advisors, Inc., et al.
2022-03-02
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25340
Cambridge Investment Research Advisors, Inc.
2025-03-20
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26274

Addresses1

Fairfield, Iowa

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.