Nex Systems
Company

Financial Asset Management, Inc.

Fraud

Named in 1 sanctions listing.

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Summary

There existed a formerly registered broker-dealer with the same name - Financial Asset Management, Inc. (CRD Number: 18514; SEC Number: 8-36802). The genuine Financial Asset Management, Inc. had its registration with the SEC terminated, effective February 4, 2003, and is defunct. There exists a genuine SEC-registered investment adviser with a similar name but different address in New York City - Financial Asset Management Corp. (CRD Number: 106643; SEC Number: 801-27858). The former but defunct broker-dealer firm and the genuine investment adviser firm have NO connection with, and are not to be confused with, the soliciting entity Financial Asset Management, Inc.

Sanctions and listings1

  • Impersonators of Genuine Firms

    Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States

    sec.gov

Addresses1

  • 1269 Avenue of the Americas, New York, NY 10019

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