Nex Systems
Company

Rothman Securities

Fraud

Named in 1 sanctions listing.

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Summary

Rothman Securities is impersonating a genuine broker-dealer firm with a similar name - Rothman Securities, Inc. (CRD Number: 13907; SEC Number: 8-30469), which has the following mailing address: 111 Street Road, Suite 201, Southampton, PA 18966. The impersonator has NO connection with, and is not to be confused with, the genuine Rothman Securities, Inc. The SEC's EDGAR databasecontains registration information for the genuine entity

Sanctions and listings1

  • Impersonators of Genuine Firms

    Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States

    sec.gov

Addresses1

  • Parkwood Building, Suite 201, Street Road, Southampton, PA

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