Seward, Groves, Richard and Wells

Fraud

Named in 1 sanctions listing.

Summary

Seward, Groves, Richard and Wells is impersonating a formerly registered broker-dealer with the same name - Seward, Groves, Richard & Wells, Inc. (CRD Number: 17963; SEC Number: 8-35871). The genuine Seward, Groves, Richard & Wells, Inc. had its registration with the SEC cancelled, effective August 27, 2010, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.

Fax: 646-500-8649

Sanctions and listings1

Impersonators of Genuine Firms
Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States
sec.gov

Addresses1

479 State Highway No.17, Mahwah, NJ 07430

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