Nex Systems
Company

Regency Group Inc.

Fraud

Named in 2 sanctions listings.

Screen this subject

Summary

Fax: 212-672-1100

Regency Group Inc. is impersonating a formerly registered broker-dealer firm with the same name and address - The Regency Group, Inc. (CRD Number: 45216; SEC Number: 8-50995). The impersonator has NO connection with, and is not to be confused with, the genuine Regency Group, Inc., which had its registration with the SEC cancelled on October 9, 2003 and is defunct.

Sanctions and listings2

  • Unregistered Soliciting Entities

    Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States

    sec.gov

  • Impersonators of Genuine Firms

    Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States

    sec.gov

Addresses1

  • 99 Wall Street, 12th Floor, New York, NY 10005

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