Hales Securities

Fraud

Named in 1 sanctions listing.

Summary

The above listed entity is impersonating a genuine entity having a similar name: Hales Securities, LLC – CIK # 0001123540 / CRD # 104415. The genuine entity has the following address – 1270 Avenue of the America, Suite 930, New York, NY 10020 – but does not appear to maintain a website. The SEC’s Edgar Database contains registration information for the genuine entity. The impersonator has no connection with, and is not to be confused with, the genuine entity.

Fax: None

Sanctions and listings1

Impersonators of Genuine Firms
Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States
sec.gov

Addresses1

1185 Avenue of the Americas, 32nd Floor, New York, NY 10036

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