Nex Systems
Company

AIA Capital Markets, LLC

Fraud

Named in 1 sanctions listing.

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Summary

AIA Capital Markets, LLC is impersonating a formerly registered broker-dealer firm with the same name and address - AIA Capital Markets LLC (CRD Number: 44156; SEC Number: 8-50558). The impersonator has NO connection with, and is not to be confused with, the genuine AIA Capital Markets LLC, which had the following mailing address: 509 Madison Avenue, Suite 2206, New York, NY 10022. The genuine AIA Capital Markets LLC had its registration with the SEC terminated on September 28, 2009 and is defunct.

Sanctions and listings1

  • Impersonators of Genuine Firms

    Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States

    sec.gov

Addresses1

  • 509 Madison Avenue, Suite 2206, New York, NY 10022

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