Nex Systems
Company

Wellington Capital Markets

Fraud

Named in 1 sanctions listing.

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Summary

Fax: 567-429-0445

Wellington Capital Markets is impersonating a formerly registered broker-dealer firm with the same name and address - Wellington Capital Markets, L.L.C. (CRD Number: 104937; SEC Number: 8-52963). The impersonator has NO connection with, and is not to be confused with, the genuine Wellington Capital Markets, L.L.C., which had its registration with the SEC cancelled on May 1, 2013 and is defunct.

Sanctions and listings1

  • Impersonators of Genuine Firms

    Securities and Exchange CommissionUS Public Alert: Unregistered Soliciting Entities (PAUSE)United States

    sec.gov

Addresses1

  • 440 S LaSalle, Suite 1711, Chicago, IL 60605

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