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Source records 476 to 500 of 908, in corpus order.

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Article
CFTC Orders Tradition SEF LLC to Pay $875,000 for System Safeguards Violations and Failing to Provide Records Promptly During CFTC Examination
Article
No risk topic published
1 source
Article
Federal Court Orders Unregistered Michigan Pool Operator and its President to Pay Over $13 Million for Forex Fraud
Article
No risk topic published
1 source
Type not stated
Yas Castellum LLC
Type not stated
Regulator action
1 source
Person
Eric Schwartz
Person
Regulator action
1 source
Type not stated
Michael Shannon Sims
Type not stated
Regulator action
1 source
Type not stated
Francisco Story
Type not stated
Regulator action
1 source
Person
Elijah Bryant, III
Person
Regulator action
1 source
Article
CFTC Orders Trafigura to Pay $55 Million for Fraud, Manipulation and Impeding Communications with the CFTC
Article
No risk topic published
1 source
Article
CFTC Charges New York Man with Misappropriating Over $21 Million in Commodity Pool Scheme
Article
No risk topic published
1 source
Company
Montano Enterprises LLC
Company
Regulator action
1 source
Type not stated
Canadian Imperial Bank of Commerce
Type not stated
Regulator action
1 source
Person
Leeav Peretz
Regulator action
1 source
Article
CFTC Charges South African Pool Operator and CEO with $1.7 Billion Fraud Involving Bitcoin
Article
No risk topic published
1 source
Article
Federal Court Orders California Man and His Company to Pay Over $7.6 million for Commodity Pool Fraud
Article
No risk topic published
1 source
Person
Andrew Middlebrooks
Person
Regulator action
1 source
Company
Oasis Management, LLC
Company
Also known as OM
Regulator action
1 source
Article
CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme
Article
No risk topic published
1 source
Company
United States Commodity Funds LLC
Company
Regulator action
1 source
Person
Borys Konovalenko
Person
Regulator action
1 source
Article
CFTC Wins $7.49 Million Jury Verdict in Texas Broker Trading Case
Article
No risk topic published
1 source
Person
Alan Friedland
Person
Regulator action
1 source
Article
Court Finds El Paso Man and His Firm Liable for Defrauding Forex and Cryptocurrency Clients of More Than $7.2 Million
Article
No risk topic published
1 source
Person
Jason T. Castenir
Person
Regulator action
1 source
Article
Federal Court Orders Rhode Island Man to Pay More than $2.8 Million in Restitution for Virtual Currency Fraud
Article
No risk topic published
1 source
Person
Cody Ryan Porter
Person
Regulator action
1 source