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Source records 576 to 600 of 908, in corpus order.

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Article
CFTC Orders HSBC Bank USA, N.A. to Pay a $45 Million Penalty for Manipulative and Deceptive Trading in Connection with Swaps Related to Bond Issuances, Spoofing, and Supervision and Mobile Device Recordkeeping Failures
Article
No risk topic published
1 source
Type not stated
ICE Clear Europe Limited
Type not stated
Regulator action
1 source
Article
CFTC Charges Alameda CEO and Alameda and FTX Co-Founder with Fraud in Action Against Sam Bankman-Fried and his Companies
Article
No risk topic published
1 source
Article
CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order
Article
No risk topic published
1 source
Article
Federal Court Orders Chinese National to Pay More than $350,000 for Fraudulent Scheme to Trade Against Employer
Article
No risk topic published
1 source
Article
CFTC Charges two Louisiana-Based Companies and Cofounder with Multi-Million Dollar Forex Fraud, Failing to Register
Article
No risk topic published
1 source
Article
CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme
Article
No risk topic published
1 source
Type not stated
Glencore Ltd.
Type not stated
Regulator action
1 source
Article
Federal Court Orders Tennessee and Kentucky Men and Their Company to Pay Over $5 Million for Commodity Futures Pool Fraud
Article
No risk topic published
1 source
Article
CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures
Article
No risk topic published
1 source
Person
James R. Velissaris
Person
Regulator action
1 source
Article
CFTC Orders StoneX Markets LLC to Pay $650,000 for Violations of Swap Business Conduct Standards
Article
No risk topic published
1 source
Article
CFTC Penalizes and Permanently Bans Texan from Trading and Registration for Virtual Currencies Fraud
Article
No risk topic published
1 source
Type not stated
Deridex, Inc
Type not stated
Regulator action
1 source
Type not stated
Challenger Life Company Limited
Type not stated
Regulator action
1 source
Person
Lee Tippett
Person
Regulator action
1 source
Article
CFTC Charges Florida Man and His Two Entities for Operating a $3.4 Million Commodity Futures Fraud
Article
No risk topic published
1 source
Person
Rico Cox
Person
Regulator action
1 source
Article
CFTC Obtains Court Order to Return $750,000 to Voyager Victims in Fraud Action
Article
No risk topic published
1 source
Type not stated
Jatin Patel
Type not stated
Regulator action
1 source
Article
CFTC Charges a Trader for Engaging in a Fictitious Sales Scheme
Article
No risk topic published
1 source
Article
CFTC Orders The Bank of Nova Scotia to Pay a $15 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods
Article
No risk topic published
1 source
Company
Gold Life Investment
Company
Regulator action
1 source
Article
CFTC Charges Former New York City Commodity Pool Operator with Fraud
Article
No risk topic published
1 source
Article
CFTC Charges Washington State Pastor with Fraud, Misappropriation in Multilevel Marketing Scheme Targeting Hispanic Americans
Article
No risk topic published
1 source