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Source records 626 to 650 of 908, in corpus order.

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Article
CFTC Orders Multinational Commodities Trading Firm to Pay $500,000 Penalty for Federal Position Limit Violations
Article
No risk topic published
1 source
Person
Brian Mitchell
Person
Regulator action
1 source
Person
Eddy Alexandre
Person
Regulator action
1 source
Type not stated
Peken Global Limited
Type not stated
Regulator action
1 source
Article
CFTC Charges Florida Man with $600,000 Options Fraud
Article
No risk topic published
1 source
Type not stated
Maverick Asset Management
Type not stated
Regulator action
1 source
Article
CFTC Orders United States Commodity Funds LLC to Pay $2.5 Million for Failure to Fully Disclose Information Relating to Trading Limitations to Commodity Pool Participants
Article
No risk topic published
1 source
Company
Goldman Sachs
Company
Also known as Goldman Sachs & Co. LLC f/k/a Goldman Sachs & Co.
Regulator action
1 source
Article
CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures
Article
No risk topic published
1 source
Type not stated
LYFE, S.A
Switzerland
Regulator action
1 source
Company
PrimeCapitalTrade
Company
Regulator action
1 source
Person
Paul Ohanian
Person
Regulator action
1 source
Article
CFTC Issues Order Against Crypto Prime Brokerage Firm for Unlawfully Providing U.S. Customers Access to Digital Asset Derivatives Trading Platforms
Article
No risk topic published
1 source
Type not stated
ProCryptoMinners
Type not stated
Regulator action
1 source
Type not stated
Golden Signals LLC
Type not stated
Regulator action
1 source
Type not stated
SageFX
Type not stated
Regulator action
1 source
Company
Shalom Peretz
Company
Regulator action
1 source
Type not stated
Centurion Capital Group Inc.
Type not stated
Regulator action
1 source
Type not stated
Five Traders LLC
Type not stated
Regulator action
1 source
Type not stated
CryptoBanxaTrade
Type not stated
Regulator action
1 source
Type not stated
Bit Block FXtrades
Type not stated
Regulator action
1 source
Type not stated
Systematic Alpha Management LLC
Type not stated
Regulator action
1 source
Type not stated
FXBrew
Type not stated
Regulator action
1 source
Person
James R. Velissaris
Person
Regulator action
1 source
Type not stated
Octave Trade
Type not stated
Regulator action
1 source