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Source records 126 to 150 of 908, in corpus order.

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Article
CFTC Adds 45 Unregistered Foreign Entities to its RED List
Article
No risk topic published
1 source
Type not stated
Digital Platinum Limited
Type not stated
Regulator action
1 source
Article
Federal Court Orders Operator of Commodity Trading Fund to Pay Restitution and Penalties for Defrauding Fund Participants and Commingling Pool Funds
Article
No risk topic published
1 source
Type not stated
Traders Domain FX Ltd.
Type not stated
Also known as The Traders Domain
Regulator action
1 source
Article
CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud
Article
No risk topic published
1 source
Person
Christopher A. Kertatos
Person
Regulator action
1 source
Article
CFTC Charges Michigan Commodity Pool Operator and His Company with Sales Solicitation Fraud as Part of a Commodity Pool Scheme
Article
No risk topic published
1 source
Article
Federal Court Orders Texas Man to Pay Over $290,000 for Manipulative and Deceptive Digital Asset Pump-and-Dump Scheme
Article
No risk topic published
1 source
Person
Ted Brent Alexander
Person
Regulator action
1 source
Article
Federal Court Orders Florida Man to Pay Over $1 Million in Penalties for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme
Article
No risk topic published
1 source
Article
The CFTC and State Regulators in California and Hawaii Charge Los Angeles Area Precious Metals Dealer in Ongoing $61 Million Fraud Targeting the Elderly
Article
No risk topic published
1 source
Article
Federal Court Orders California Man and His Company to Pay $9 Million in Restitution and Penalties for Forex Fraud
Article
No risk topic published
1 source
Type not stated
Falcon Labs, Ltd
Seychelles
Regulator action
1 source
Article
Federal Court Orders Florida Man to Pay $2.5 Million for Role in Fraudulent Binary Options Scheme
Article
No risk topic published
1 source
Article
Federal Court Orders Florida Forex Trader to Pay $3.4 Million for Futures, Forex, Options Scheme
Article
No risk topic published
1 source
Article
Federal Court Orders California Man to Pay Over $600,000 for Commodity Pool Fraud
Article
No risk topic published
1 source
Article
Federal Court Orders Oregon Man to Pay Over $209 Million in Monetary Sanctions for Commodity Pool Ponzi Schemes
Article
No risk topic published
1 source
Article
CFTC Orders Australian Company to Pay Penalty for Both Federal and Exchange Platinum Futures Position Limits Violations
Article
No risk topic published
1 source
Article
Customer Alert Regarding CFTC v. Brisco
Article
No risk topic published
1 source
Type not stated
CTAX Series, LLC
Type not stated
Regulator action
1 source
Company
LJM Management Ltd
Company
Regulator action
1 source
Type not stated
Powerline Petroleum, LLC
Type not stated
Regulator action
1 source
Article
CFTC Imposes $650,000 Penalty Against Refinitiv US SEF LLC for Swap Reporting Failures
Article
No risk topic published
1 source
Article
CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations
Article
No risk topic published
1 source
Article
CFTC Orders The Options Clearing Corporation to Pay a $5 Million Penalty for Violations of Core Principles and Regulations Related to Operational Risk Management
Article
No risk topic published
1 source