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25 results

Source records 201 to 225 of 908, in corpus order.

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Article
Federal Court Orders Recovery of Nearly $2.3M for Victims of an Online Romance Scam
Article
No risk topic published
1 source
Article
CFTC Charges Unregistered Commodity Trading Advisor with Fraud, Misappropriation, and Unregistered Commodity Pool Operator with Misappropriation
Article
No risk topic published
1 source
Person
Daniel Shak
Person
Regulator action
1 source
Article
CFTC Charges Unregistered Commodity Trading Advisor, its Manager and a Managed Fund with Misappropriation and Fraud
Article
No risk topic published
1 source
Type not stated
Chemoil Corporation
Type not stated
Regulator action
1 source
Person
Scott Becker
Person
Regulator action
1 source
Company
Highland Quantitative Driven Investments LLC
Company
Regulator action
1 source
Type not stated
The Bank of Nova Scotia
Type not stated
Regulator action
1 source
Article
Gemini Trust Ordered to pay $5 Million for Making False or Misleading Statements, Omissions to the CFTC
Article
No risk topic published
1 source
Article
CFTC Orders Texas Company to Pay $100,000 for Failing to Register as an Introducing Broker
Article
No risk topic published
1 source
Type not stated
Edward S. Walczak
Type not stated
Regulator action
1 source
Type not stated
Lions of Forex LLC
Type not stated
Regulator action
1 source
Person
Damien Moran
Person
Regulator action
1 source
Article
CFTC Sanctions Trading Firm $212,500 for Wash Sales
Article
No risk topic published
1 source
Article
CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures
Article
No risk topic published
1 source
Type not stated
Freepoint Commodities LLC
Type not stated
Regulator action
1 source
Article
Federal Court Orders International Enterprise to Pay Over $451 Million for Global Binary Options Fraud
Article
No risk topic published
1 source
Article
CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme
Article
No risk topic published
1 source
Article
CFTC Charges New Jersey-Based Entities and Individuals With Multi-Million Dollar Forex Fraud
Article
No risk topic published
1 source
Article
Federal Court Orders Defendant to Pay More Than $2 Million for Operating Commodity Pool Fraud Scheme
Article
No risk topic published
1 source
Article
CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange
Article
No risk topic published
1 source
Article
CFTC Orders Starberry Limited to Pay Over $1.37 Million for Failing to Register as a Futures Commission Merchant
Article
No risk topic published
1 source
Article
CFTC Charges Swap Dealer for Failure to Supervise Valuation Activities on Two Derivatives Trading Desks
Article
No risk topic published
1 source
Article
CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings
Article
No risk topic published
1 source
Type not stated
Trafigura Trading LLC
Type not stated
Regulator action
1 source