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Source records 451 to 475 of 908, in corpus order.

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Article
CFTC Orders U.S. Trading Firm to Pay $800,000 Penalty for Federal Natural Gas Futures Position Limits Violations
Article
No risk topic published
1 source
Company
Wedbush Securities Inc.
Company
Regulator action
1 source
Type not stated
Mark A. Ramkishun
Type not stated
Regulator action
1 source
Article
CFTC Charges Former Trader for Engaging in a Fraudulent Scheme to Mismark U.S. Dollar Interest Rate Derivatives
Article
No risk topic published
1 source
Type not stated
Sam Ikkurty
Type not stated
Regulator action
1 source
Article
CFTC Issues Orders Against Operators of Three DeFi Protocols for Offering Illegal Digital Asset Derivatives Trading
Article
No risk topic published
1 source
Article
Federal Court Orders El Paso Man and His Firm to Pay Over $31 Million for Forex and Cryptocurrency Fraud
Article
No risk topic published
1 source
Type not stated
SimTradePro Inc.
Type not stated
Regulator action
1 source
Article
CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods
Article
No risk topic published
1 source
Person
Coby Young
Person
Regulator action
1 source
Person
Itay Barak
Person
Regulator action
1 source
Type not stated
Young Emerging Strategies LLC
Type not stated
Regulator action
1 source
Article
CFTC Adds 34 Unregistered Foreign Entities to RED List
Article
No risk topic published
1 source
Type not stated
Mirror Trading International Proprietary Limited (MTI)
South Africa
Regulator action
1 source
Person
Ravishankar Avadhanam
Person
Regulator action
1 source
Article
CFTC Charges Texas Resident and Six U.S. and Costa Rican Companies with Engaging in Two Fraudulent Schemes Totaling $6 Million
Article
No risk topic published
1 source
Person
Avraham Eisenberg
Person
Regulator action
1 source
Article
CFTC Charges Florida-Based Entities and Individuals with Multi-Million Dollar Futures and Forex Fraud
Article
No risk topic published
1 source
Type not stated
Merrill Lynch Commodities, Inc.
Type not stated
Regulator action
1 source
Article
CFTC Charges Syracuse, N.Y., Man, His Firm with Fraud, Misappropriation
Article
No risk topic published
1 source
Type not stated
Taishin Securities Co., Ltd.
Taiwan
Regulator action
1 source
Type not stated
Yas Castellum Financial LLC
Type not stated
Regulator action
1 source
Person
Marcus Todd Brisco
Person
Regulator action
1 source
Company
Globalbitasset
Company
Regulator action
1 source
Person
Robert Narvett
Person
Regulator action
1 source