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25 results

Source records 526 to 550 of 908, in corpus order.

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Person
Harris Bruce Landgarten
Person
Regulator action
1 source
Article
CFTC Charges Two Men, their Unregistered Commodity Pool with Futures Fraud, Registration Violations
Article
No risk topic published
1 source
Type not stated
Smarter Signals
Type not stated
Regulator action
1 source
Type not stated
Globalnationfx
Type not stated
Regulator action
1 source
Person
Amanda Griffis
Person
Regulator action
1 source
Article
CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods
Article
No risk topic published
1 source
Article
CFTC Orders Wisconsin Broker to Pay Over $750,000 for Improper Trade Allocation and Additional Violations
Article
No risk topic published
1 source
Article
CFTC Charges Binance and Its Founder, Changpeng Zhao, with Willful Evasion of Federal Law and Operating an Illegal Digital Asset Derivatives Exchange
Article
No risk topic published
1 source
Article
CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods
Article
No risk topic published
1 source
Type not stated
ZeroEx, Inc
Type not stated
Regulator action
1 source
Company
Flip 2 Futures Trading Company LLC
Company
Regulator action
1 source
Article
CFTC Charges New Jersey Resident and His Company with Fraudulent Solicitation, Misappropriation, and Violating Consent Order
Article
No risk topic published
1 source
Article
CFTC Charges Three Puerto Rico Residents and Their Companies with Misappropriating Over $13 Million in Connection with Commodity Pool Ponzi Scheme
Article
No risk topic published
1 source
Article
CFTC Orders California Company to Pay $100,000 for Failing to Register as a Swap Execution Facility
Article
No risk topic published
1 source
Article
CFTC Charges Texas Associated Person with Misappropriation of Nonpublic Information and Execution of Fictitious Trades
Article
No risk topic published
1 source
Company
Tradewale LLC
Company
Regulator action
1 source
Article
CFTC Obtains $6.9M Restitution Order Against Three Individuals, Three Florida Firms in Metals Fraud Case
Article
No risk topic published
1 source
Company
Punch Drunk Marketing LLC
Company
Regulator action
1 source
Article
CFTC Orders Designated Contract Market to Pay $6.5 Million for System Safeguard, Reporting, and False Statement Violations
Article
No risk topic published
1 source
Article
CFTC Charges FTX Co-Owner with Fraud by Misappropriation and Aiding and Abetting Fraud Related to Digital Asset Commodities
Article
No risk topic published
1 source
Article
CFTC Charges Gemini Trust Company for Making Material False or Misleading Statements and Omissions to the Commission
Article
No risk topic published
1 source
Article
CFTC Charges California Resident and His Corporation with Fraud and Misappropriation in a Popular Romance Scam Involving Digital Asset Commodities and Forex
Article
No risk topic published
1 source
Company
Cantor Fitzgerald
Company
Also known as Cantor Fitzgerald & Co.
Regulator action
1 source
Article
CFTC Orders Minnesota Registrant to Pay $550,000 for Cross-Product, Cross-Calendar, and Single-Product Spoofing in Soybean Complex Futures
Article
No risk topic published
1 source
Person
Michael Griffis
Person
Regulator action
1 source