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25 results

Source records 601 to 625 of 908, in corpus order.

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Article
CFTC Charges Unregistered Florida Commodity Pool Operator and Its Chief Executive Officer with Futures Fraud
Article
No risk topic published
1 source
Article
CFTC Orders Dubai Traders and Their Firms to Pay $100,000 for Wash Sales
Article
No risk topic published
1 source
Company
Tradewale Managed Fund
United Kingdom
Regulator action
1 source
Type not stated
Scotia Capital USA Inc.
Type not stated
Regulator action
1 source
Type not stated
Justby International Auctions
Type not stated
Regulator action
1 source
Type not stated
KatchPips FX LLC
Type not stated
Regulator action
1 source
Person
Craig L. Clavin
Person
Regulator action
1 source
Article
CFTC Charges Two Men and Their Companies with Commodity Pool Fraud, Other Violations
Article
No risk topic published
1 source
Type not stated
Lighthouse Futures, Ltd.
Type not stated
Regulator action
1 source
Type not stated
Goldman Sachs & Co
Type not stated
Regulator action
1 source
Article
CFTC Issues Order Against Uniswap Labs for Offering Illegal Digital Asset Derivatives Trading
Article
No risk topic published
1 source
Person
Sean Michael
Person
Regulator action
1 source
Article
Federal Court Grants CFTC Motion for Summary Judgment, Orders Former Hedge Fund Manager to Pay $2.2 Million for Swap Valuation Fraud
Article
No risk topic published
1 source
Article
CFTC Charges Long Island Resident and His Firm in Ongoing $59 Million Fraud Scheme
Article
No risk topic published
1 source
Type not stated
Cryptofxtrader
Type not stated
Regulator action
1 source
Article
CFTC Secures Court Order Against Florida Resident to Pay Over $1.3 Million in Restitution, Penalties for Commodity Pool Fraud
Article
No risk topic published
1 source
Type not stated
COFCO Corp
Type not stated
Regulator action
1 source
Article
CFTC Orders Swiss Energy Trader to Pay $48 Million for Attempted Market Manipulation
Article
No risk topic published
1 source
Article
CFTC Charges Oregon Resident and His Corporation with Fraud Related to Leveraged Foreign Currency and Metals, and Failing to Register
Article
No risk topic published
1 source
Person
Ali Bazzi
Person
Regulator action
1 source
Person
Gannon Ken Van Dyke
Person
Regulator action
1 source
Article
Federal Court Orders Suffolk New York Man and His Company to Pay $370,000 for Commodity Pool Fraud and Misappropriation
Article
No risk topic published
1 source
Article
CFTC Charges Four Entities for Failing to Register as FCMs
Article
No risk topic published
1 source
Person
Joseph Carvajales
Person
Regulator action
1 source
Article
CFTC Orders Puerto Rico Commodity Pool Operator to Pay $150,000 for Supervision and Reporting Violations
Article
No risk topic published
1 source