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25 results

Source records 151 to 175 of 908, in corpus order.

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Company
Oasis International Group, Limited
Company
Also known as OIG
Regulator action
1 source
Type not stated
Société Générale S.A.
Type not stated
Regulator action
1 source
Person
Tae Hung Kang
Person
Also known as Kevin Kang
Regulator action
1 source
Article
CFTC Orders Two Chinese Companies to Pay $720,000 for Wash Trading, Position Limit Violations, and Reporting Failures
Article
No risk topic published
1 source
Article
CFTC Orders Taiwanese Firm to Pay $200,000 for Wash Sales
Article
No risk topic published
1 source
Person
Peter Miller
Person
Regulator action
1 source
Article
Federal Court Orders Former Head of International Binary Options Scheme to Pay More than $561,000 in Restitution
Article
No risk topic published
1 source
Article
CFTC Charges Hedge Fund Manager with Fraudulent Scheme to Overvalue Investment Funds by $1 Billion
Article
No risk topic published
1 source
Person
Jason Steele
Person
Regulator action
1 source
Type not stated
Nasdaq Futures, Inc.
Type not stated
Regulator action
1 source
Article
CFTC Imposes A $1.25 Million Penalty against Kraken for Offering Illegal Off-Exchange Digital Asset Trading and Failing to Register as Required
Article
No risk topic published
1 source
Article
CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda
Article
No risk topic published
1 source
Person
Kenneth Newcombe
Person
Regulator action
1 source
Article
CFTC Resolves Action Against Celsius Founder
Article
No risk topic published
1 source
Person
Samuel Lim
Person
Regulator action
1 source
Type not stated
HSBC Bank plc
Type not stated
Regulator action
1 source
Type not stated
Main & Prospect Capital, LLC
Type not stated
Regulator action
1 source
Article
CFTC Orders Chicago-based Advantage Futures LLC to Pay $395,000 for Supervision Failures
Article
No risk topic published
1 source
Person
Daniel Hewko
Person
Regulator action
1 source
Type not stated
ProFX-Capitals
Type not stated
Regulator action
1 source
Article
CFTC Charges Tennessee Husband and Wife Realtors for Operating a $6 Million Digital Assets Commodity Pool Scheme
Article
No risk topic published
1 source
Article
CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations
Article
No risk topic published
1 source
Person
Walter Dunning Larrick, III
Person
Regulator action
1 source
Article
Federal Court Orders Florida Men to Pay Over $1.6 Million for Precious Metals Fraud
Article
No risk topic published
1 source
Type not stated
Digitalexchange24.com
Type not stated
Regulator action
1 source