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Source records 251 to 275 of 908, in corpus order.

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Type not stated
Dwayne Golden
Type not stated
Regulator action
1 source
Article
CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings
Article
No risk topic published
1 source
Type not stated
Excotradeoptions
Type not stated
Regulator action
1 source
Article
Federal Court Sanctions Nevada Metals Trader for Spoofing in Gold and Silver Markets
Article
No risk topic published
1 source
Type not stated
Mizuho Capital Markets LLC
Type not stated
Regulator action
1 source
Article
CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud
Article
No risk topic published
1 source
Article
CFTC Revokes Registrations of Allianz Global Investors US LLC
Article
No risk topic published
1 source
Type not stated
Gregory Aggesen
Type not stated
Regulator action
1 source
Article
CFTC Charges Texas Man and His Company with Fraud and Misappropriation
Article
No risk topic published
1 source
Article
CFTC Orders J.P. Morgan to Pay $200 Million for Supervision Failures
Article
No risk topic published
1 source
Person
Adam Todd
Person
Regulator action
1 source
Article
Federal Court Orders Florida Man and His Two Entities to Pay Over $16 Million for Fraud, Misappropriation, and Making False Statements to the CFTC
Article
No risk topic published
1 source
Type not stated
CTAX Partners, LLC
Type not stated
Regulator action
1 source
Person
Patrick Halligan
Person
Regulator action
1 source
Company
Walleye Capital LLC
Company
Regulator action
1 source
Article
CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme
Article
No risk topic published
1 source
Type not stated
Starberry Limited
Type not stated
Regulator action
1 source
Person
Dwight A. Foster
Person
Regulator action
1 source
Type not stated
Piper Sandler Hedging Services LLC
Type not stated
Regulator action
1 source
Article
CFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failures
Article
No risk topic published
1 source
Company
The W Trade Group LLC
Company
Regulator action
1 source
Type not stated
Tradingforexpay
Type not stated
Regulator action
1 source
Article
CFTC Charges U.S. Service Member with Insider Trading in Nicolás Maduro-Related Event Contracts
Article
No risk topic published
1 source
Type not stated
Logista Advisors LLC
Type not stated
Regulator action
1 source
Type not stated
Marcus Todd Brisco
Type not stated
Regulator action
1 source